查询词典 securities exchange

Last week, the Securities and Exchange Commission accused the Galleon Group of hedge funds of trading on inside information.

上周，美国证券交易委员会(Securities and Exchange Commission)指控对冲基金盖伦集团进行内幕交易。

To take the other side of the bet. According to the Securities and Exchange Commission, it didn't tell those customers that Mr. Paulson had helped construct the portfolio.

据美国证券交易委员会(Securities and Exchange Commission，简称SEC)说，高盛并没有告知这些客户，鲍尔森曾参与这笔投资的建构。

This was "nothing more than a slush fund", according to a complaint against Mr DiPascali by the Securities and Exchange Commission.

证监会（the Securities and Exchange Commission）在指控迪帕斯卡利时说，"这根本就是虚无的基金"。

From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下：第一章是对证券交易流程的法律解释，本章站在全新的合同法视角上，通过对证券交易制度变迁的回顾，在介绍我国证券交易基本流程的基础上，以从缔约到履约为脉络，分析了证券交易的全过程，并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同，从而为全文的分析搭建了一个技术平台。

The composition of the dissertation is arranged with five chapters.Chapter One is the legal expounding for the course o...f securities exchange. From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下：第一章是对证券交易流程的法律解释，本章站在全新的合同法视角上，通过对证券交易制度变迁的回顾，在介绍我国证券交易基本流程的基础上，以从缔约到履约为脉络，分析了证券交易的全过程，并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同，从而为全文的分析搭建了一个技术平台。

II.If, when the securities exchange decides to suspend, resume or terminate the listing, an auditing report is made by a certified accountant with explanatory notes such as unpreserved opinions, preserved opinions, negative opinions or refusal to express opinions for the accounting report (hereinafter uniformly referred to as "auditing report of unstandard and unpreserved opinions") in the regular report on which the above said decision is based, the securities exchange may organize an experts' committee to make an independent professional judgment on the major accounting treatment issues which are involved in and will affect the authenticity of profitability of the auditing report of non-standard and unpreserved opinions, and the securities exchange may make corresponding decisions on the basis of the opinions of the experts' committee.

二、证券交易所在作出暂停上市、恢复上市或终止上市决定时，如果所依据的定期报告中的财务会计报告被注册会计师出具带解释性说明段的无保留意见、保留意见、否定意见或拒绝表示意见的审计报告（以下统称&非标准无保留意见审计报告&）的，证券交易所可以组织专家委员会，对非标准无保留意见审计报告中所涉及的、影响盈利真实性的重大会计处理问题，作出独立的专业判断，证券交易所可以依据专家委员会的意见作出相应决定。

The company has also confirmed receiving subpoenas from a federal grand jury and the Securities and Exchange Commission.

该公司已证实收到了联邦大陪审团和证券交易委员会(Securities and Exchange Commission)的传票。

At the time of Mr. Pang's death in September, at age 42, he was facing Securities and Exchange Commission allegations that he ran a Ponzi-like scheme and looted the Irvine, Calif., company to finance a lavish lifestyle.

彭日成9月份逝世（42岁）的时候，美国证券交易委员会(Securities and Exchange Commission)正指控他布置了一个庞氏骗局，并利用位于加州欧文市的公司来供养自己花天酒地的生活。

These include giving the Fed expanded powers to regulate market stability, combining the Office of Thrift Supervision and the Office of the Comptroller of the Currency to strengthen regulation by reducing duplication, centralising the scrutiny of mortgage origination, creating an optional federal insurance charter, beginning the process of integrating the Securities and Exchange Commission and Commodity Futures Trading Commission and continuing to improve arrangements for clearing and settling over-the-counter derivatives, including development of well regulated and prudently managed central clearing counterparties for OTC trades.

这些改革举措包括：扩大美联储的权力以监管市场稳定；合并美国储蓄管理局和美国货币监理署(Office of the Comptroller of the Currency)，通过减少重合来强化监管；集中对抵押贷款来源的审查；创建一个可选择的联邦保险宪章；启动整合证券交易委员会(Securities and Exchange Commission)和商品期货交易委员会(Commodity Futures Trading Commission)的程序；继续改进清算、结算场外衍生产品的安排，包括针对场外交易，发展得到充分监管和审慎管理的中央清算对手机构。

C.B. Bhave, chairman of the Securities and Exchange Board of India, the principal markets regulator, said in a television interview the sham appeared to be of a 'horrifying magnitude.

印度主要市场监管机构证券交易委员会(Securities and Exchange Board of India)主席C.B.Bhave在接受电视采访中表示，萨蒂扬欺诈案的严重程度令人震惊。

Methods: Five patients with parkinsonism or dystonia were assigned to general anesthesia using an modified endotracheal tube.

本实验依照人体实验之相关规定进行，五位患有帕金森氏症或肌张力异常的病人接受神经立体定位手术。

If you can benefit from this book, it is our honour.

如果您能从本书获益，这将是我们的荣幸。