证券交易所

A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的业务经纪人。

Where a purchaser needs to alter a tender offer, it shall submit a written report to the CSRC in advance, simultaneously send a copy thereof to the representative office, the stock exchange and the securities depository and clearing institution, notify the target company, and make an announcement upon approval of the CSRC.

收购人需要变更收购要约的，必须事先向中国证监会提出书面报告，同时抄报派出机构，抄送证券交易所和证券登记结算机构，通知被收购公司；经中国证监会批准后，予以公告。

It was only after the failures of the Unlisted Securities Market and the so-called Rule 4.2 trading system, that the London Stock Exchange came up with the concept of a lightly regulated, disclosure-based, caveat emptor market as the model for its Alternative Investment Market.

伦敦证券交易所是在经历了非上市证券市场和所谓的规则第4.2 条市场的失败后，才推出了以轻度监管，披露为主及买方注意承担风险为概念的AIM。

At the end of the course students will be familiar with the features and functions of major financial markets and institutions such as money, bond, stock, foreign exchange and derivative markets, central bank, commercial and investment banks, stock exchanges, brokers and fund managers.

学生将从此课程的学习中，清楚了解国际货币，债券，股票，外汇和衍生产品市场的特征和功能，并了解中央银行，商业银行，投资银行，证券交易所，证券交易商，基金公司等金融机构的业务运作特征。

Article 49 If the Company or any of its directors, supervisors, senior executives, shareholders, de facto controller or purchaser is subject to the investigation by the competent organ, the compulsory measure given by the justice and discipline department, the transfer to the justice organ, the criminal liability given by the justice organ, the audit by the CSRC, the administrative punishment, ban from the stock market, the confirmation as an improper person by the CSRC, the punishment by any other administrative department or the public denouncement by the stock exchange, the Company shall offer reasons and conclusions.

第四十九条公司及其董事、监事、高级管理人员、公司股东、实际控制人、收购人如在报告期内有受有权机关调查、司法纪检部门采取强制措施、被移送司法机关或追究刑事责任、中国证监会稽查、中国证监会行政处罚、证券市场禁入、认定为不适当人选被其他行政管理部门处罚及证券交易所公开谴责的情形，应当说明原因及结论。

Settlement and entrustment of stocks listed on stock exchanges

证券交易所上市证券交易的清算和交收

He further arranged for a definite split of the Stock Exchange commissions he generated—which, of course, even then represented an illegal practice for Exchange members.

他还强 行分割了他在证券交易所产生的佣金——作为交易所会员，他的这种行为当然是非法的。

The cheekiest offer has come from NASDAQ, an electronic exchange in America, for the heart of the City, the London Stock Exchange.

其中规模最为庞大的收购来自美国电子交易所纳斯达克对伦敦金融区的心脏--伦敦证券交易所的收购。

The right lower posterior chest showed dullness on percussion with moist rales at the end of inspiration on auscultation.

证券交易所或股票交易所的信贷期通常为14天，此期结束时所有交易人必须为所购股票付钱

There are two exchange-traded funds that focus on the biotechnology industry as well: iShares Nasdaq Biotechnology and Biotech HOLDRs.

有两个交易所买卖基金，侧重于生物技术产业作为良好：纳斯达克的ishares生物和生物holdrs的（美国证券交易所代码：厂商）。

Methods: Five patients with parkinsonism or dystonia were assigned to general anesthesia using an modified endotracheal tube.

本实验依照人体实验之相关规定进行，五位患有帕金森氏症或肌张力异常的病人接受神经立体定位手术。

If you can benefit from this book, it is our honour.

如果您能从本书获益，这将是我们的荣幸。