查询词典 sec

Because of this restriction, they are usually exempt from any direct regulation by the SEC , NASD and other regulatory bodies.

因为有这样的限制，所以诸如证券交易委员会、全国证券交易商学会以及其他的金融职能机构所设定的严格法规相对于对冲资金也就被减免了

The NASD investigates complaints against member firms and tries to ensure that all of its members adhere to both its own standards and those laid out by the SEC.

NASD调查成员公司的控告并努力保证他的所有成员遵守由SEC制定的标准。

In the United States, hedge funds are open to accredited investors only. Because of this restriction, they are usually exempt from any direct regulation by the SEC, NASD and other regulatory bodies.

在美国，套利基金只对信用审查合格的投资者开放，由于这一限制，它们通常不需要SEC、NASD及其它管理机构进行直接管理。

Scottrade is furnishing you this statement, which was created by the SEC and NASD in accordance with the regulations that govern our industry.

Scottrade为你提供由证券交易委员会和全国证券交易商协会依照行业管理法规制订的此类声明。

Brokerage activities in the U.S. are not regulated by the SEC, the NASD, and the exalters on which them do business.

在北美，证券经纪一自己一自己自己搞的业务聚会要遵循证券交易委员会，全美证券交易商协会和证券交易所的规定。

The NASD is supervised by the SEC and includes all over the counter dealer firms.

NASD受证券交易委员会监督，包括所有场外交易公司。

The NASD has the power to expel its members from an exchange in the case of wrongdoing, but it cannot take legal action against a member other than by reporting it to the SEC.

NASD有权力在交易犯罪的情况下把成员公司除名，但是不能采取法律行动，而是需要报告给SEC。

Banks have been subject to FDICIA reporting for several years. Insurance companies are subject to myriad Federal and State regulations. The brokerage industry faces scrutiny from the SEC, NASD as well as Federal and State regulatory agencies.

几年来，银行业必须遵循FDICIA报告制度；保险业必须服从众多的联邦和各州的规定；经纪业则面对着证券交易委员会、证券交易商协会以及联邦和各州的法规。

Nativism is the rational selection for the third sec...

在政府与第三部门的关系视角下，本土化的营设是第三部门发展的理性选择。

SEC spokesman John Nester declined to comment on the pending hearing.

证交会发言人约翰·纳斯特婉言谢绝对即将开始的听证会发表评论。

The small blue capacitor has very high chances to go fully shorted compare to electrolytic capacitor which is very rare.

小蓝电容器具有很高的机会去充分地缩短了比较电解电容器，这是非常罕见的。

In the Italian campaigns of 1513 and 1515, when the Swiss won the victories of Novara and Marignan, he acted as army chaplain.

在意大利的运动， 1513年和1515年，当瑞士赢得了胜利，诺瓦拉和marignan ，他担任军队的牧师。