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Collateral pursuant to a securities borrowing and lending agreement, repledge your securities collateral for financial accommodation

向持牌人或注册人提供授权书,容许其按照某份证券借贷协议书使用你的证券证券抵押品、将你的证券抵押品再质押以

Borrowing and lending agreement, repledge the Client's securities collateral for financial accommodation or deposit the Client's securities collateral as collateral for

向本公司提供授权书,容许其按照某份证券借贷协议书使用客户的证券证券抵押品、将客户的证券抵押品再质押以取得财务通融,或

Thomson Reuters shares are listed on the New York Stock Exchange, Toronto Stock Exchange, London Stock Exchange and Nasdaq(NASDAQ: TRIN).

集团股票分别在纽约证券交易所、多伦多证券交易所、伦敦证券交易所和纳斯达克证券交易所上市。

For the security market with restricted borrowing and short sale unallowed, Options pricing formula are advanced, and the relation between them and Black-Scholes Options pricing formula is discussed. The essence of Black-Scholes Options pricing formula is set forth. To the security market with restricted borrowing and short sale unallowed, stock returns risk pricing formula is advanced and the demonstration analysis of China security market is provided. From the demonstration analysis, arbitrage exists in China security market, which can be applied to explain the riddle of a great deal of China bank money and hot money swarming into China security market.

本文在B-S期权定价的基础上,直接利用股票本身的参数推导出股票收益率风险的定价公式;对不允许融资和卖空的证券市场,给出了看涨期权和看跌期权的定价公式,并讨论了他们和相应B-S期权定价公式之间的关系;对B-S期权定价公式的本质做出了阐述;对不允许融资和卖空的证券市场,给出了股票收益率风险的定义;利用股票收益率风险的新定义,对中国证券市场进行实证分析,得出中国证券市场存在套利,解释了2006年和2007年中国大量银行资金和国外热钱流向中国股市之谜。

The third part discusses the American negotiable securities dispute to arbitrate the system to our country's enlightenment, this part is for the purpose of unifying first part and the second part of research results, proposed that our country arbitrates the solution negotiable securities dispute's value goal and the basic principle, the negotiable securities dispute arbitral agreement, the negotiable securities dispute arbitration facilities establishment, the arbitration scope, the arbitral procedure rule.

第三部分讨论美国证券纠纷仲裁制度对我国的启示,本部分旨在结合第一部分和第二部分的研究成果,提出我国仲裁解决证券纠纷的价值目标和基本原则,证券纠纷仲裁协议、证券纠纷仲裁机构的设置、仲裁的范围、仲裁程序规则。

Article 194 Any security company handling brokerage business that accepts carte blanches of a client in buying and selling securities, or makes a commitment to the client on the returns on the buying and selling of securities or compensation for the losses in securities buying and selling shall be ordered to make a rectification and imposed a fine of more than RMB 50000 Yuan less than RMB 200000 Yuan.

第一百九十四条证券公司经办经纪业务,接受客户的全权委托买卖证券的,或者对客户买卖证券的收益或者赔偿证券买卖的损失作出承诺的,责令改正,处以五万元以上二十万元以下的罚款。

This thesis researches accounting regulation in stockmarket, aims at making the accounting regulation goodlier develop for our country, andpromotes the stock market efficiency, improves the market economy system, optimizesdistribution of economic resources.

但是,在我国,尽管证券市场的发展已经初具规模,有关证券市场与会计监管关系的研究却起步较晚,现有理论成果不多。本论文主要对基于证券市场的会计监管进行研究,旨在使会计监管能更好地促进证券市场效率的不断提高和市场经济体制的不断完善,优化经济资源的配置。

It includes crime of cheated issuing shares andbonds,crime of issues stocks or corporate or enterprise bonds withoutapproval of the competent departments,crime of inside trading anddivulging inside information,crime of manipulating securities tradingprices,crime of fabricating and disseminating false information of tradingshares and crime of inveigling investors into purchasing or selling shares.

狭义的证券犯罪包括:欺诈发行股票、债券罪、擅自发行股票、公司、企业债券罪、内幕交易、泄露内幕信息罪、操纵证券交易价格罪、变造并传播证券交易虚假信息罪和诱骗投资者买卖证券罪。

If the trustee finds that the QFII overbuys securities (the balance in the RMB special account of the QFII is not adequate to pay for the securities bought on the same day), it may, according to the relevant agreements, apply to the Clearing Corporation for non-trade transfer of the overbought securities from the securities account of the QFII to that of the appointed party, and transfer the equivalent capitals from the capital account of the appointed party to that of the trustee.

如果托管人发现合格投资者超买证券(人民币特殊账户的余额不足以支付合格投资者当日应付交收资金额),可以按照相关协议向结算公司提出申请将超买证券从合格投资者证券账户非交易过户到指定当事人证券账户,同时将相应资金从指定当事人资金账户划至托管人资金账户。

The manipulation of share price is a typical action of fraud and unjust competition , with monopoly characteristic , seriously prejudicing the interests of investors , rendering unjust securities market, lowering the efficiency of resource disposal , and aggravating the risk of stock market .

操纵证券交易价格又名操纵证券市场,是一种典型的欺诈行为和具有垄断性质的不公平竞争行为,它严重损害了中小投资者的利益,破坏了证券市场公正性,降低了市场资源配置的效率,加剧了证券市场的风险。

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