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Securities and Exchange Commission相关的网络例句

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与 Securities and Exchange Commission 相关的网络例句 [注:此内容来源于网络,仅供参考]

Last week, the Securities and Exchange Commission accused the Galleon Group of hedge funds of trading on inside information.

上周,美国证券交易委员会(Securities and Exchange Commission)指控对冲基金盖伦集团进行内幕交易。

The core of the scheme - taking investments from one client to pay returns to another -"has been around since the beginning of time," said Marc Powers, a former Securities and Exchange Commission enforcement chief and head of the securities practice at Baker Hostetler.

骗局的核心是用一个投资者的钱支付另一个投资者的利润,"从一开始就循环了",前证券交易委员会主席、贝克霍斯得特勒律师事务所首席证券顾问M arc Powers说。

It would also combine the Commodity Futures Trading Commission and the Securities and Exchange Commission. The

它还将结合起来,商品期货交易委员会和证券交易委员会的文件。

To take the other side of the bet. According to the Securities and Exchange Commission, it didn't tell those customers that Mr. Paulson had helped construct the portfolio.

据美国证券交易委员会(Securities and Exchange Commission,简称SEC)说,高盛并没有告知这些客户,鲍尔森曾参与这笔投资的建构。

This was "nothing more than a slush fund", according to a complaint against Mr DiPascali by the Securities and Exchange Commission.

证监会(the Securities and Exchange Commission)在指控迪帕斯卡利时说,"这根本就是虚无的基金"。

Such securities were issued under Section 4(2) of the Securities Act of 1933, as amended and Regulation D promulgated by the Securities and Exchange Commission thereunder.

该有价证券是在1993年的证券管理条例的4(2)部分下发行的,依据证券交易委员会公布的赔偿和规则 D 。

The company has also confirmed receiving subpoenas from a federal grand jury and the Securities and Exchange Commission.

该公司已证实收到了联邦大陪审团和证券交易委员会(Securities and Exchange Commission)的传票。

At the time of Mr. Pang's death in September, at age 42, he was facing Securities and Exchange Commission allegations that he ran a Ponzi-like scheme and looted the Irvine, Calif., company to finance a lavish lifestyle.

彭日成9月份逝世(42岁)的时候,美国证券交易委员会(Securities and Exchange Commission)正指控他布置了一个庞氏骗局,并利用位于加州欧文市的公司来供养自己花天酒地的生活。

These include giving the Fed expanded powers to regulate market stability, combining the Office of Thrift Supervision and the Office of the Comptroller of the Currency to strengthen regulation by reducing duplication, centralising the scrutiny of mortgage origination, creating an optional federal insurance charter, beginning the process of integrating the Securities and Exchange Commission and Commodity Futures Trading Commission and continuing to improve arrangements for clearing and settling over-the-counter derivatives, including development of well regulated and prudently managed central clearing counterparties for OTC trades.

这些改革举措包括:扩大美联储的权力以监管市场稳定;合并美国储蓄管理局和美国货币监理署(Office of the Comptroller of the Currency),通过减少重合来强化监管;集中对抵押贷款来源的审查;创建一个可选择的联邦保险宪章;启动整合证券交易委员会(Securities and Exchange Commission)和商品期货交易委员会(Commodity Futures Trading Commission)的程序;继续改进清算、结算场外衍生产品的安排,包括针对场外交易,发展得到充分监管和审慎管理的中央清算对手机构。

Nothing contained in this section shall apply to transactions duly consummated pursuant to authority given by the Secretary of Transportation, Federal Power Commission, Surface Transportation Board, the Securities and Exchange Commission in the exercise of its jurisdiction under section 79j of this title, the United States Maritime Commission, or the Secretary of Agriculture under any statutory provision vesting such power in such Commission, Board, or Secretary.

如果扩大其运输线的公司和其股票、财产、利息被取得的公司之间,不存在实质性竞争,公共运输商可通过对另一公共运输商股票及其它资产的取得,扩大其运输线。本节不影响或侵害依法获取的权利。本节不能用来将从前由反托拉斯法禁止或定为非法的变为合法,也不能使任何人免于反托拉斯法的处罚或获得民事救济。对于基于下列委员会授权完成的交易,本节不适用:交通部部长、联邦电力委员会、地面交通委员会、证券交易委员会依据《1935年公共设施控股公司法》第10条在其管辖权内的授权、美国海运委员会、农业局根据任何对上述委员会、局等授权的成文法的规定。

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